ISO 27002:2022, Control 6.1 – Screening

General Guidance on Control 6.1

Screening activities should include the following checks:

1. References, including both business and personal attestations.
2. CV verification, to ensure the candidate has neither omitted any relevant information and has only included accurate and truthful information.
3. Confirmation of academic, vocational and professional qualifications and certifications.
4. Identity verification, as confirmed by a third-party governmental or public sector organisation (passport and/or driving licence checks).
5. Credit checks and criminal record checks, for any roles that are deemed suitable for enhanced vetting.

Background verification often includes the collection, processing and transfer of PII and/or protected characteristics (UK law). As such, organisations should ensure strict adherence to any prevailing employment legislation, wherever they operate.

This usually involves informing the candidate of the screening process (both in terms of the data being processed and what it’s being used for), prior to the verification being carried out.

Screening procedures should clearly outline the personnel responsible for carrying out the screening on behalf of the organisation, and the underlying reason as to why screening is being conducted in the first place.

If screening is to be carried out on suppliers, it’s important to include this requirement in any contractual agreements prior to services being rendered.

Once an employee/supplier has been vetted and hired, the organisation should take steps to ensure that the candidate has the ability to carry out their role as advertised, and has proven themselves to be a trustworthy individual, especially if their role includes any information security-related activities.

Guidance – Enhanced Vetting

Control 6.1 gives organisations considerable leeway on the circumstances that are required prior to initiating enhanced vetting controls.

Such procedures should be decided on a job-by-job basis, and no distinction should be made between new staff, or existing staff that have been promoted to a role that features a greater amount of responsibility.

Roles that require enhanced screening can be defined as any that deal with information processing as a daily activity (e.g. HR), or any role that includes the handling or processing of PII, financial information or any other type of sensitive data.

Organisations should also consider ways in which to verify the ongoing suitability of any personnel who are employed within a critical role.

Guidance – Incomplete Verifications

In certain circumstances (urgent hires, third-party delays, application mistakes etc.), screening is not always able to be completed in a timely manner.

Where this occurs, organisations should consider alternative courses of action that minimises the risks associated with an unscreened member of staff, including:

1. Delayed onboarding.
2. Restricted access to systems.
3. Withholding company assets and equipment.
4. Termination of employment.

Changes and Differences From ISO 27002:2013

27002:2022-6.1 replaces 27002:2013-7.1.1 (Screening).

27002:2022-6.1 contains the same basic guidance points as 27002:2013-7.1.1, in advising organisations on what information is required to be verified prior to an employee/supplier starting their job (references, CV, identity etc).

Building on the basic guidance offered, 27002:2022-6.1 also contains additional information on how organisations should react to incomplete verifications, including potential termination.

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